Member profile

LEGAL REPRESENTATIVE(S)

LE VAN THANG
CEO

LAUDATORY CERTIFICATES

BY STATE AGENCIES

BY MXV

COMPLIANCE

COMPLIANCE WITH STATE AGENCIES' REGULATIONS

COMPLIANCE WITH MXV'S REGULATIONS

Date	Content	Note
07/10/2021	Violated MXV's regulations of risk management	Decision
30/09/2022	Violated MXV's regulations of trading	Decision
18/01/2023	Violation of MXV’s regulations of financial obligations	Decision
31/01/2023	Violation of MXV’s regulations of financial obligations	Decision
08/02/2023	Violation of MXV’s regulations of financial obligations	Decision
06/03/2023	Violation of MXV’s regulation of obligations and conditions for maintaining membership	Decision
26/04/2023	Violated MXV's regulations of risk management	Decision

REPORTS AND PUBLICATIONS

Date	Content	Note
21/07/2020	Became MXV's official Trading Member	Authorization
04/06/2021	Changed headoffice's address	Authorization
05/07/2023	Changed member's information	Authorization

ACTIVITIES

Trading Member

DSMART Investment Consulting And Asset Management Joint Stock Company

Code: 023

Active

Hamlet 60, Minh Phuong Buildings, Minh Phuong Ward, Viet Tri City, Phu Tho Province